Nicholas T. Wilson and
Roy L. Johnston*
School of Chemical Sciences, University of Birmingham, Edgbaston, Birmingham, UK B15 2TT. E-mail: roy@tc.bham.ac.uk; Fax: +44 (0)121 414 4403
Energy calculations have been carried out on high symmetry icosahedral and cuboctahedral CuAu nanoalloy clusters of various compositions, with the interatomic interactions modelled by the Gupta many-body potential. For each composition, the lowest energy isomers (
homotops
) tend to have predominantly Au atoms on the surface and Cu atoms in the core, and this phenomenon is explained in terms of surface energy, atomic size and trends in cohesive energies. A number of order parameters and mixing energies have been introduced and it is shown that there is good correlation between the cluster binding energy and the average distance of the Au atoms from the centre of the cluster. Comparisons are made with previous theoretical calculations on CuAu clusters, as well as with experimental studies of the structures and atom ordering of deposited CuAu particles.
Clusters are aggregates of between a few and many millions of atoms or molecules. They may consist of identical atoms, or molecules, or two or more different species. Clusters are formed by most of the elements in the Periodic Table and can be studied in a number of media, such as molecular beams, the vapour phase, in colloidal suspensions and isolated in inert matrices or on surfaces.1 Interest in clusters arises, in part, because they constitute a new type of material which may have properties which are distinct from those of discrete molecules or bulk matter, and also because their properties often vary significantly as a function of size.13 In this paper, we present a theoretical study of the binding energies, mixing energies and ordering in high symmetry mixed coppergold clusters (
nanoalloys
) with up to several hundred atoms. Such studies are important in increasing our understanding
of how the structures, stabilities and atomic ordering of these clusters vary as a function of their size and composition, which will ultimately aid the design of nanomaterials with tailored physical and chemical properties.
1.1 Nanoalloy clusters
The range of properties of metallic systems can be greatly extended by taking mixtures of elements to generate intermetallic compounds and alloys.4 In many cases, there is an enhancement in specific properties upon alloying, due to synergistic effects, and the rich diversity of compositions, structures and properties of metallic alloys has led to widespread applications in electronics, engineering and catalysis.
The desire to fabricate materials with well-defined, controllable properties and structures, on the nanometre scale, coupled with the flexibility afforded by intermetallic materials, has generated interest in bimetallic alloy clusters, or
nanoalloys
. Such clusters have been studied in colloidal solutions, in the solid state, on solid supports and in molecular beams.59
One of the major reasons for the interest in nanoalloy particles is the fact that their chemical and physical properties may be tuned by varying the composition and atomic ordering, as well as the size of the clusters. Their surface structures, compositions and segregation properties10 are of interest as they are important in determining chemical reactivity, and especially catalytic activity.11,12 Nanoalloy clusters are also of interest as they may display structures and properties which are distinct from those of the pure elemental clusters. There are also examples of pairs of elements (such as Fe and Ag) which are immiscible in the bulk phase but which readily mix in finite clusters.13
A number of theoretical studies, mainly using empirical many-body potentials,14 have been performed on intermetallic clusters.8,9,1520 Calculations based on semi-empirical molecular orbital methods and density functional theory (DFT) have also been applied to the study of bimetallic clusters.21,22 Although these calculations have so far been limited to smaller clusters (with up to around 20 metal atoms), developments in computer hardware and algorithms should enable the study of larger clusters in the future. It should be noted that DFT calculations have previously been applied to monometallic clusters with as many as 147 atoms, where the larger clusters have high symmetry,23 hence, there is scope for extending such studies to bimetallic clusters with tens or even hundreds of atoms. One possible way forward would be to use empirical potentials to guide the DFT calculations towards likely candidate structures.24 This approach has been used by Catlow and co-workers to propose a structure for a mixed rutheniumcopper cluster with 16 metal atoms, formed by thermal decomposition of an organometallic precursor cluster within mesoporous silica.22
1.2 Homotops
On going from pure metal clusters to bimetallic nanoalloys, there is an increase in complexity, due to the presence of two different types of atoms, which leads to the possibility of isomers based on the permutation of unlike atoms, as well as the regular geometrical isomers (with different skeletal structures). Jellinek and co-workers have introduced the term
homotops
to describe AaBb alloy cluster isomers, with a fixed number of atoms (N = a + b) and composition (a/b ratio), which have the same geometrical arrangement of atoms, but differ in the way in which the A and B-type atoms are arranged.9,1720
As the number of homotops rises combinatorially with cluster size, global optimisation (in terms of both geometrical isomers and homotops) is an extremely difficult task. Ignoring point group symmetry, a single geometrical isomer of an N-atom AB cluster will give rise to NPA,B homotops (eqn. 1),
![]() | (1) |
In this work, as well as geometrical isomers and homotops, we shall also use the term
composomers
25 to refer to compositional isomers, i.e. nanoalloy clusters with the same number of atoms (N = NA + NB) and geometrical (skeletal) structure, but with different compositions (NA/NB).
1.3 CuAu nanoalloy clusters
The
noble metals
, copper, silver and gold, occur naturally as the free metals, but they invariably have trace amounts of other noble metals incorporated into their lattices. Their similar electronegativities and d10s1 electronic structures facilitate the alloying of these elements in the solid state.4 In addition to the extensive research on bulk alloy CuAu phases, in recent years, there have been a number of experimental and theoretical studies of CuAu nanoalloys.
In the early 1990s, Mori and co-workers used transmission electron microscopy (TEM) to study the dissolution of copper atoms in nanometre-sized gold clusters.6,26 Yasuda and Mori subsequently studied stoichiometric (Cu3Au)M clusters, which were prepared by dual-source vaporisation using an electron beam.27 Coppergold nanoalloy clusters have also been generated by Lievens and co-workers by using a dual-laser vaporisation source (to produce CuAu clusters of varying compositions) and by laser vaporisation of bulk alloy (CuAu, Cu3Au and CuAu3) targets.7,8 In the later experiments, the CuAu clusters were deposited on amorphous carbon and MgO substrates.8 The results of these experiments will be discussed later.
Compared to pure copper and gold clusters, CuAu nanoalloy clusters have not been as thoroughly investigated from a theoretical viewpoint, due to the additional difficulty of considering the hetero-, as well as the homometallic interactions, and the occurrence of a large number of homotops. López et al. have made a detailed study of 13- and 14-atom nanoalloy clusters, CuxAuy, of various compositions.16 For the different atom combinations, they found that all of the clusters, except the pure Au14 cluster, have icosahedral-type geometries, while the Au14 cluster has a distorted hexagonal antiprismatic structure, with C6v symmetry.
The importance of homotops can be appreciated by considering the hierarchy of isomers of Cu6Au7, for which López et al. found the first 15 lowest energy isomers to be homotops, with the same geometrical structure.16 They concluded (based on the melting transitions of the icosahedral structures) that the bimetallic clusters resemble copper clusters more closely than gold onesdynamically as well as structurally. Gold clusters, for example, only exhibit a single stage of melting, whereas pure copper and alloy clusters display two stages. Other recent theoretical studies of CuAu nanoalloys will be discussed below.
1.4 Geometric shells and subshells
In this study, in order to cut down on computational expense, we have focussed on high symmetry icosahedral and cuboctahedral
geometric shell
clusters28,29 (composed of centred, concentric polyhedral shells) with up to several hundreds of atoms. Icosahedral and cuboctahedral structures are commonly observed for elemental metal clusters.1 The icosahedron is an example of a non-crystalline packing (the 5-fold symmetry axes of the icosahedron are incompatible with 3-D translational symmetry), while the cuboctahedron has an fcc arrangement of atoms, as in the stoichiometric ordered CuAu phases CuAu, Cu3Au and CuAu3.3
Because icosahedral and cuboctahedral clusters are both based on 12-vertex polyhedra, closed geometric shell icosahedral and cuboctahedral clusters have the same numbers of atoms. The number of atoms in the kthshell, S(k), and the total number of atoms (including the central atom), N(k), of an icosahedral or cuboctahedral geometric shell cluster are given by eqn. 2 and 3, respectively.
![]() | (2) |
![]() | (3) |
![]() |
||
| Fig. 1 Cross-sectional view of a 5-shell icosahedral cluster showing the shell structure (indicated by different colours). | ||
| k
|
1 |
2 |
3 |
4 |
5 |
| S(k) | 12 | 42 | 92 | 162 | 252 |
| N(k) | 13 | 55 | 147 | 309 | 561 |
To calculate the energies of all possible homotops for nanoalloy clusters with several hundred atoms would be computationally infeasible, so in this study we have considered only those homotops where all the atoms forming a symmetry-equivalent set (i.e. a geometric
subshell
28,29) are constrained to be of the same element. This has the advantages of reducing the number of isomers to a manageable level and maintaining the symmetry of the cluster, leading to greater efficiency in the calculation of the potential energy. Fig. 2 shows the subshells of the outermost shell of a 5-shell (561-atom) icosahedral cluster, with the different subshells being indicated by different colours.
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||
| Fig. 2 Subshells (indicated by different colours) in the outer shell of a 5-shell (561-atom) icosahedral cluster. | ||
The number of atoms in each subshell are listed in Table 2 for icosahedral (ico) and cuboctahedral (cub) clusters with 15 shells.31 Within each shell, the subshells are listed in order of increasing distance from the centre of the cluster. The different types of subshells are labelled according to which topological sites the atoms occupy in the cluster polyhedron: v = vertex; e = edge; f = face.
| k
|
Number of atoms in each subshell (subshell type) |
||||||||
| ico | 1 | 12 (v) | |||||||
| 2 | 30 (e) | 12 (v) | |||||||
| 3 | 20 (f) | 60 (e) | 12 (v) | ||||||
| 4 | 60 (f) | 30 (e) | 60 (e) | 12 (v) | |||||
| 5 | 60 (f) | 60 (f) | 60 (e) | 60 (e) | 12 (v) | ||||
| cub | 1 | 12 (v) | |||||||
| 2 | 6 (f) | 24 (e) | 12 (v) | ||||||
| 3 | 24 (f) | 8 (f) | 48 (e) | 12 (v) | |||||
| 4 | 6 (f) | 24 (f) | 24 (f) | 24 (f) | 24 (e) | 48 (e) | 12 (v) | ||
| 5 | 24 (f) | 24 (f) | 48 (f) | 24 (f) | 24 (f) | 48 (e) | 48 (e) | 12 (v) | |
A convenient way of defining the high symmetry homotops (with all atoms in each subshell being of the same type) is as a string of atomic labels (in the present case
Au
and
Cu
) indicating the atom type of each subshell, where the subshells are ordered as in Table 2. For a 5-shell icosahedral cluster, the ordering is therefore: {0c 1v 2e 2v 3f 3e 3v 4f 4e 4e 4v 5f 5f 5e 5e 5v}, where the number is the index of the shell (using 0 to represent the centre of the cluster), c denotes the central atom and v, e and f denote vertex-, edge- and face-localised atoms, respectively, as in Table 2. The string {Au Cu Cu Au}, for example, identifies a 55-atom icosahedron with a central gold atom, copper atoms in the first shell and on the edges of the second shell and gold atoms on the vertices of the second shell.
Finally, it should be noted that, as we have constrained all atoms in each icosahedral or cuboctahedral subshell to be of the same type, none of the nanoalloy clusters (even the fcc-like cuboctahedral clusters) that we have studied have the observed atomic ordering and stoichiometries of the ordered bulk phases CuAu, Cu3Au or CuAu3. (Cuboctahedral clusters based on these ordered arangements of atoms generally have tetragonal (D4h), rather than cubic (Oh) symmetries.) Studies on NiAl clusters, including cuboctahedral clusters which were generated as fragments of the bulk ordered Ni3Al and NiAl phases,32 have shown that this is likely to lead to very little change in the cluster binding energy compared to the most stable high symmetry (Ih or Oh) clusters studied here.
2.1 The Gupta potential
Since, for large clusters (of hundreds or thousands of atoms), ab initio calculations are still, at present, infeasible, there has been much interest in developing empirical atomistic potentials for the simulation of such species. In this work, we have adopted the empirical Gupta many-body potential.33 Empirical potentials, such as the Gupta potential,33 are derived by fitting experimental data to an assumed functional form. The Gupta potential has been derived from Gupta's expression for the cohesive energy of a bulk material34 and can be written in terms of repulsive pair (Vr) and attractive many-body (Vm) terms, which are obtained by summing over all (N) atoms:
![]() | (4) |
![]() | (5) |
![]() | (6) |
, p and q are fitted to experimental values of the cohesive energy, lattice parameters and independent elastic constants for the reference crystal structure at 0 K. The primes indicate summation over all atoms j, except j = i.
For CuxAuy alloy clusters, the parameters take different values for each of the different types (CuCu, CuAu and AuAu) of interaction. In the above equations, a and b are the atom labels for atoms i and j, respectively. The homonuclear (CuCu and AuAu) parameters were derived by fitting to the pure metals and are taken to be unchanged in the alloys. The heteronuclear (CuAu) parameters were obtained by fitting to crystalline Cu3Au. The Gupta parameters used in this study, which were derived by Cleri and Rosato,33 are listed in Table 3.
| Parameter |
CuCu |
CuAu |
AuAu |
| A/eV | 0.0855 | 0.1539 | 0.2061 |
| p | 10.960 | 11.050 | 10.229 |
r0/![]() |
2.556 | 2.556 | 2.884 |
/eV |
1.2240 | 1.5605 | 1.7900 |
| q | 2.2780 | 3.0475 | 4.0360 |
It should be noted that the most stable crystalline structures for Cu, Au and the three alloy compositions studied correspond to fcc packing of atoms. In terms of the arrangement of the Cu and Au atoms, the bulk alloys Cu3Au and CuAu3 have cubic symmetry (L12), while CuAu has a layered tetragonal structure (L10).4
From the total cluster potential energy, Vclus, the average binding energy for an N-atom cluster is defined as the positive quantity:
![]() | (7) |
2.2 Radial relaxation of icosahedral and cuboctahedral nanoalloys
As CuCu and AuAu bond lengths are different (which is manifested in the different r0 parameters in the Gupta potentialsee Table 3),36 starting with a pure copper cluster and introducing gold atoms (or vice versa) can lead to strained structures, which must be relaxed (energy minimised). In this study, we have performed radial relaxations on all the compositional isomers and homotops of closed icosahedral geometric shells, where the atoms within each given subshell are either all Cu or all Au. This radial relaxation is accomplished by minimising the energy as a function of the radii of all of the subshells,31 using the conjugate gradients NAG routine E04UCF.37 For atoms which do not lie on rotation axes of symmetry, tangential relaxation (i.e. motion perpendicular to the radial vector) is also possible, though previous calculations have shown that such relaxations are small and lead to very small changes in cluster binding energy.29
As shown in Table 2, 15-shell icosahedral clusters possess 1, 3, 5, 10 and 15 subshells, respectively. A cluster with n subshells has 2n + 1 subshell homotops (because the central atom effectively constitutes another subshell) and so 4, 16, 64, 2048 and 65536 radial minimisations are required for 1 to 5 shells, respectively. As the cuboctahedron has lower point group symmetry than the icosahedron (Oh instead of Ih), there are significantly more subshells in a cuboctahedral cluster than an icosahedral cluster of a similar size: 15-shell cuboctahedral clusters have 1, 4, 8, 15 and 23, subshells respectively. Because of this increase in the number of subshells, and hence in the number of homotops, it was decided to limit the present study to 14-shell cuboctahedral clusters, which were radially relaxed, as described above.
2.3 Order parameters
Order parameters assign a numerical value to a structural feature of a cluster, such as the degree of mixing. This aids the analysis of the large amounts of data generated by such a large number of isomers (both composomers and homotops) to determine the salient features which impart enhanced stability in these systems. A number of order parameters may be defined, some of which will be studied here.
The first order parameter that we have chosen to investigate is one based on the number of AB nearest-neighbour interactions relative to the total number of nearest-neighbour interactions:
![]() | (8) |
![]() | (9) |
The average distance of an atom of type A from the centre of the cluster,
![]() | (10) |
RA
value indicates a segregated cluster with the A atoms at the centre of the cluster, a medium value indicates a well-mixed cluster and a large value indicates a segregated cluster with the A atoms at the surface of the cluster. An alternative, related measure is the radius of gyration (the root mean square radius) of each subset of atoms, but this has not been considered here.
2.4 Mixing energies
The energy of mixing of the two components in a bulk alloy or nanoalloy cluster can also be used as a measure of order or disorder. Jellinek and Krissinel have defined the following mixing (potential) energy:17
![]() | (11) |
![]() | (12) |
When deriving parameters for bulk alloys, Cleri and Rosato33 used the experimental enthalpy of mixing,
Hmix, as a parameter in the fitting of the potential, via the equation:
![]() | (13) |
In this study, we have considered a variation of eqn. 13, defining the change in cluster binding energy on mixing:
![]() | (14) |
![]() | (15) |
Emix corresponds to a nanoalloy
cluster which is thermodynamically stable with respect to pure elemental clusters of the same size.
3.1 Icosahedral nanoalloy clusters
The binding energies of all the radially-relaxed composomers and homotops for 15-shell icosahedral clusters are displayed in Fig. 3. The red points denote clusters where the surface shell is entirely composed of gold atoms. The green points denote clusters where the surface shell is completely copper. The blue points denote clusters where the shells at the core of the clusters are completely gold and those at the surface are completely copper. The clusters corresponding to the yellow points have the opposite arrangement. In these latter cases, the shell between the core and the surface can have a mixed composition. The black points correspond to other, more mixed arrangements. As the effect of mixing on the binding energy is small, there is not a pronounced maximum in the binding energy, due to strong exothermic mixing, though (as shown in Table 4) some copper inclusion is favoured. Generally, clusters
with copper at the core and gold on the surface (red and yellow points in Fig. 3) are the most stable, which can be rationalised in terms of the lower surface energy of gold (96.8 meV
2), as compared with copper (113.9 meV
2),42,43 as well as the minimisation of strain (see argument below). The unfavourable energy associated with placing Cu atoms on the surface and Au atoms in the core of the cluster can be appreciated from the low Eb values corresponding to the blue points in Fig. 3.
| N
|
NAu
|
Eb/eV |
Subshell labelling |
| 13 | 12 | 3.317736 | {Cu Au} |
| 55 | 54 | 3.483880 | {Cu Au Au Au} |
| 147 | 135 | 3.562092 | {Au Cu Au Au Au Au Au} |
| 309 | 285 | 3.608880 | {Au Cu Au Cu Au Au Au Au Au Au Au} |
| 561 | 537 | 3.638140 | {Au Cu Au Cu Au Au Au Au Au Au Au Au Au Au Au Au} |
The lowest energy isomers of any composition for 15-shell icosahedral nanoalloys are listed in Table 4. The isomers are defined using the notation described above. As the binding energy within the pure gold clusters is larger than in the pure copper clusters and the enthalpy of mixing in the alloy system is small, the lowest energy clusters are predominantly composed of gold atoms, as has previously been observed for smaller CuAu clusters.16,25,38 This is consistent with the order of cohesive energies of the bulk CuAu alloy phases [Au (3.81) > CuAu3 (3.75) > CuAu (3.74) > Cu3Au (3.64) > Cu (3.49 eV)],35,36,39 and, in turn, is manifested in the values of the energy scaling parameters A and
, which follow the order (see Table
3): AuAu > CuAu > CuCu.
As the inner atoms in icosahedral clusters of single elements are usually under compression, so as to maximise surface atom interactions,28,40,41 such clusters possess a destabilising bulk strain energy.41 The smaller size of copper atoms (which is reflected in the shorter lengths of the CuCu and CuAu bonds relative to the AuAu bond, as shown in Table 3) allows this inherent strain to be partially relieved. In the 13- and 55-atom clusters, placing a Cu atom at the centre of the cluster allows the shorter radial distances in the cluster to be CuAu interactions and the longer tangential interactions to be AuAu. For larger icosahedra, the most stable configurations place copper atoms in the vertex positions of the first or first and second shells. This does not alleviate the strain in the core of the cluster but has a marked effect on the strain in the outer shells, thus enhancing the stability of the system over the pure gold cluster.38
The mixing energies,
Emix (eqn. 14), of the most stable clusters for each composition at each nuclearity are shown in Fig. 4 as a function of the fraction of gold atoms in the cluster, FAu. The energies of the reference systems against which the mixing energies are calculated, EAb and EBb in eqn. 14, are the binding energies of the pure copper and gold icosahedra. The mixing energy is independent of cluster size and has a maximum value of 0.1 eV per atom for a 50
50 composition. That the maximum occurs at FAu = 0.5, rather than 0.25 or 0.75, is consistent with the fact that, for the bulk alloy phases,
Emix is greater for CuAu than for either Cu3Au or CuAu3 (where
Emix
now refers to the difference in bulk cohesive energies).35,39 For small clusters, there are some negative
Emix values, corresponding to composomers for which there is no homotop with a high binding energy. As the cluster size increases, however, a smoother positive trend is observed, corresponding to energy-favoured mixing. These results are consistent with the slightly exothermic experimental enthalpy of mixing in the bulk Cu3Au system.35
![]() |
||
Fig. 4 Plot of mixing energy ( Emix)vs. the fraction of gold atoms (FAu) for 147-, 309- and 561-atom CuAu icosahedral clusters. | ||
The average distance of the gold atoms from the centre of the cluster,
RA
in eqn. 9, and the nearest-neighbour order parameter, Onn in eqn. 7, were calculated for all the homotops arising from four composomers of the 561-atom icosahedron. These compositions (Cu309Au252, Cu308Au253, Cu253Au308 and Cu252Au309) were chosen because they have similar numbers of Cu and Au atoms and have limiting segregated shell structure, arising from filling the outer shell (252 atoms) or the first four shells (308 atoms) with one type of atom, the central atom being either Cu or Au.
RAu
and Onn are plotted against the binding energy in Fig. 5 and 6, respectively.
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||
Fig. 5 Plot of binding energy (Eb)vs. the average distance of a gold atom from the cluster centre of mass ( RAu ) for all the homotops of four 561-atom CuAu icosahedral composomers. | ||
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||
| Fig. 6 Plot of binding energy (Eb)vs. the nearest-neighbour order parameter (Onn) for all the homotops of four 561-atom CuAu icosahedral composomers. | ||
Fig. 5 shows that the binding energy correlates well with the average distance of the gold atoms from the centre of the cluster (
RAu
), confirming that the lowest energy homotops have gold on the surface (as discussed above). The correlation of Eb with the nearest-neighbour order parameter (Onn), however, is generally poor, as can be seen in Fig. 6. This is not surprising, since we have already seen that the most stable (highest Eb) clusters tend to have segregated structures rather than ordered, extensively mixed arrangements. However, there are a number of homotops with high binding energies, which also have reasonably high Onn values. This can be understood in terms of reduction of unfavourable interactions. In a bulk system, all the atoms have 12 nearest neighbours, so swapping
atoms in a system with only a small mixing energy will produce only a small change in binding energy. For example, consider swapping a gold atom which has 12 gold nearest neighbours and a copper atom which has 12 copper nearest neighbours. This results in the loss of 12 AuAu and 12 CuCu interactions, and the creation of 24 CuAu interactions. As the mixing energy is weak, CuAu interactions are intermediate in strength between AuAu and CuCu (see Table 1), so the overall effect of the swap on the binding energy is small. Clusters, however, have atoms on the surface which have lower coordination numbers. Consider swapping a gold atom from the surface which has six gold nearest neighbours with a copper atom from the centre with 12 nearest neighbours. This results in the loss of 12 CuCu interactions and only 6 AuAu interactions and the creation of 18 CuAu interactions. As CuAu interactions
are stronger than CuCu, this has a stabilising effect on the energy. The situation is in fact more complex than this simple nearest-neighbour model suggests, as the bonding extends beyond nearest neighbours, but this provides a rationalisation for the stability trends in these mixed clusters.
3.2 Cuboctahedral nanoalloy clusters
The binding energies of all composomers and homotops for 14-shell cuboctahedral clusters are plotted in Fig. 7, with the same colour scheme as for Fig. 3. The clusters with gold at the surface (yellow and red points) are generally more stable than those with copper at the surface, as was observed for the icosahedral clusters. In contrast to the icosahedral clusters, however, for each nuclearity, the most stable clusters are those composed entirely of gold atoms (i.e. the highest Eb value is for FAu = 1). This is due to the fact that there is no inherent strain in cuboctahedral clusters, so the introduction of copper atoms into a pure gold cluster leads to an increase in strain (by introducing a mismatch in the bond lengths), as well as introducing weaker CuCu and CuAu interactions. At intermediate compositions (FAu
0.5) there is a slight increase in mixing (some black points with higher binding energies than the yellow points), which may be due to the fact that the absence of bulk strain is less of a driving force for Cu atoms to occupy core sites.
Fig. 8 and 9 show plots of the binding energy against
RA
and Onn for homotops of 4-shell cuboctahedral clusters with the compositions Cu163Au146, Cu162Au147, Cu147Au162 and Cu146Au163. (162 atoms are required to fill the outer shell of the 309-atom cuboctahedron.)
![]() |
||
Fig. 8 Plot of binding energy (Eb)vs. the average distance of a gold atom from the cluster centre of mass ( RAu ) for all the homotops of four 309-atom CuAu cuboctahedral composomers. | ||
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||
| Fig. 9 Plot of binding energy (Eb)vs. the nearest-neighbour order parameter (Onn) for all the homotops of four 309-atom CuAu cuboctahedral composomers. | ||
Fig. 8 shows that there is again a good correlation between Eb and
RAu
, confirming that clusters with gold on the surface are generally more stable. However, in contrast to the icosahedral clusters, the most stable homotops have slightly smaller values of
RAu
, suggesting that, for the most stable clusters, some gold atoms are closer to the centre of the cluster. Fig. 9 supports this conclusion, as some of the most stable homotops have relatively high values of Onn, implying some mixing of the surface gold atoms into the core of the cluster.
3.3 Icosahedral vs. cuboctahedral cluster growth
In this study, we have found that, for the larger clusters, the icosahedral and cuboctahedral structures lie close in energy: for example, for 4-shell 309-atom clusters, the binding energies lie in the range 3.23.6 eV for both structure types, with the preferred geometrical structure type depending on the composition and atom ordering. For the smaller clusters, however, the icosahedral clusters are generally more stable (possess higher binding energies) than the cuboctahedra. The predominance of icosahedral geometries for smaller nuclearities, which is due to the increased average coordination numbers and lower surface energies in these structures, is consistent with previous studies on elemental clusters, using empirical potentials (see, for example, ref. 28 and 29) and ab initio calculations (see, for example, ref. 44). In a recent genetic algorithm-based45 study of Cu, Au and CuAu clusters with up to 56 atoms, we also found icosahedral clusters to be more stable than cuboctahedral ones.38 As the clusters get larger, however, the increasing bulk strain inherent in the icosahedral geometry outweighs the lower surface energy and cuboctahedral (or other fcc-type) structures must eventually become more stablethe bulk CuAu, Cu3Au and CuAu3 alloys all have fcc structures4 (if the atom ordering is ignored).
Interestingly, X-ray diffraction studies of thiol-passivated pure gold clusters indicate the presence of icosahedral and decahedral, as well as fcc-like metal cores.4648
3.4 Comparison with results of full geometry optimisation for small CuAu clusters
In our previous study, we used a genetic algorithm to find the lowest energy structures (optimising both geometries and atom labelling) of pure Cu and Au clusters, and CuAu nanoalloys with up to 56 atoms and compositions corresponding to the Cu
Au ratios 3
1, 1
1 and 1
3.38 In agreement with the results presented here, it was found that the lowest energy structures of CuAu nanoalloy clusters tend to have Cu atoms in the core and Au atoms on the surface. In the case of the 55-atom clusters, while Cu55 was found to adopt the 2-shell icosahedral structure, the lowest energy structure for Au55 has a low symmetry
amorphous structure
,38,49 though the replacement of a single Au atom by Cu is sufficient to make the icosahedral structure lowest in energy.38 In the icosahedral CuAu54 cluster, the Cu atom
occupies the central site, which is again consistent with the findings presented here and with detailed studies of lower nuclearity clusters.25
The lowest energy structures found for (CuAu)M clusters are very similar to those of pure copper clusters in that they are predominantly based on the icosahedral structure. The degree of mixing in these clusters is quite small. The copper atoms group together in islands, i.e. they tend to form bonds with other copper atoms rather than gold atoms. As the clusters grow in size, the copper and gold atoms form shells within the clusters, with the central atom usually being a copper atom. As mentioned above, the smaller size of the central copper atom reduces the strain in icosahedral-type clusters.
The lowest energy structures found for (Cu3Au)M and (CuAu3)M clusters are again mainly based on icosahedral packing. The main difference between these two types of structure is that when the minority atom type is copper, layers of like atoms are formed (stabilising the cluster by maximising the number of strong AuAu contacts), whereas when the gold atoms are in the minority, a more random (more mixed) arrangement of atoms is observed. This may be due to the fact that when gold is the minority atom, a greater gain in binding energy is obtained by dispersing the gold atoms throughout the cluster, thereby increasing the number of CuAu bonds and reducing the number of weaker CuCu bonds. These results are in agreement with previous studies by López et al. on small CuAu clusters.16
3.5 Comparison of theory and experiment
In their original experiments on CuAu clusters, Mori and co-workers found that, when starting with 4 nm Au particles, the alloy clusters formed at room temperature are solid solutions (i.e. they are homogeneously mixed), while at lower temperatures, a two-phase structure results, with a Au core surrounded by a CuAu solid solution.6,26 Independent of composition, solid solutions were found at temperatures well below the bulk orderdisorder temperature (e.g. Tc = 663 K for bulk Cu3Au50). For larger (10 nm) Au particles, Cu dissolution only occurs near the surface of the cluster, and for even larger (30 nm) particles, no dissolution occurs. In their study of stoichiometric (Cu3Au)M clusters, Yasuda and Mori found that, for larger cluster sizes (9 and 20 nm), annealing results in ordering of the initially generated solid solutions, to give the L12 structure of bulk Cu3Au.27 For smaller clusters (4 nm), however, the solid solution is the most stable phase. In these studies, the local packing in the CuAu clusters was found to be fcc-like, as in the bulk alloy phases.
Pauwels, Lievens et al. have recently carried out electron diffraction and high resolution electron microscopy (HREM) studies of 14.5 nm CuAu clusters generated by laser vaporisation of bulk alloy targets followed by low energy deposition on amorphous carbon and MgO substrates.8 It was found that the chemical compositions of the clusters match those of the target materials, with lattice spacings consistent with those of the bulk alloys. In the case of cluster deposition on amorphous carbon, a number of cluster morphologies were observed, such as cuboctahedra, decahedra (with 5-fold symmetry) and more spherical geometries with no clear morphology, often exhibiting twinning. For clusters deposited on MgO, however, only truncated octahedral morphologies were observed.
The electron diffraction and HREM experiments indicate that the stoichiometric (CuAu)M, (Cu3Au)M and (CuAu3)M clusters all have fcc structures, i.e. the Cu and Au atoms are chemically disordered, forming a solid solution, both on amorphous carbon and MgO substrates.8 These findings are consistent with the earlier results of Yasuda and Mori for the smaller CuAu particles.27
Pauwels, Lievens et al. also perfomed Monte Carlo (MC) simulations on free (Cu3Au)M clusters,8 using a potential (similar in nature to the Gupta potential) based on the second moment tight binding approximation.51 The structures studied were isolated truncated octahedral clusters with 456 and 786 atoms and a
spherical
cluster of 959 atoms. The MC simulations predict that these clusters are not ordered (i.e. they do not have the L12 structure of ordered Cu3Au throughout), but they are not completely homogeneous. In fact, the core is slightly deficient in Au and does exhibit L12 ordering, while the mantle is a Au-rich solid solution (the terms
Au-rich
and
Au-deficient
being relative to a homogeneous Cu3Au distribution.) The core is predicted to
be fully ordered at 300 K, undergoing a second order orderdisorder transition at around 600 K.8 These authors also found that substrate-induced strain (due to clustersubstrate lattice mismatch) can lead to the destruction of the core order.
Pauwels, Lievens et al. have presented a detailed discussion of possible reasons why their MC simulations disagree with the experimental results (both their own and those of Yasuda and Mori27), where there appears to be no evidence for core ordering and segregation of excess Au to the mantle.8 It is pointed out that, experimentally, the CuAu clusters are not generated in thermodynamic equilibrium, being cooled rapidly by the He carrier gas, which may lead to the formation of metastable solid solutions. The process of cluster deposition, even at relatively low impact energies, may lead to cluster rearrangement and structural/ordering changes may be induced by interactions with the substrate (especially in the case of MgO). The sizes of the clusters are also relevant in that the MC simulations are generally performed on quite small clusters (with diameters of up to 3 or 4 nm) and many of the experiments have dealt with larger clusters (with diameters of upwards of 4 nm). Finally, the application of a potential energy function, which was parameterised by fitting experimental properties of the bulk elements and alloys, to study finite alloy particles, is questioned.8 In clusters, where there are a high proportion of surface atoms, the electronic structures of these atoms may be different from those in the bulk, rendering bulk-parameterised potentials of limited applicability.
Comparing our present results (which indicate a tendency towards segregation, with a Cu-rich core and Au-rich surface region) with the experimental results discussed above, these same factors can be invoked as possible reasons for differences. The largest clusters that we have studied (5-shell, 561-atom icosahedral clusters) again have diameters (2.88 nm) lower than those studied experimentally. The use of the Gupta potential (which was parameterised by fitting bulk properties) to study finite clusters, including clusters with compositions different from that of the alloy phase used in the parametrisation (Cu3Au33) is again a source of concern.38 In future work, we propose to include data obtained from electronic structure calculations (e.g. using density functional theory) on small clusters in the fitting of both the homo- and the heteronuclear parameters in the Gupta potential.
When comparing our results with the theoretical simulations of Pauwels, Lievens et al.,8 it should be noted that they have considered truncated octahedral and
spherical clusters
, while we have studied icosahedral and cuboctahedral geometries. Also, while they considered only clusters with the approximate composition Cu3Au, we have looked at clusters ranging in composition from pure Cu to pure Au. As mentioned earlier, our subshell substitution approach means that we have only studied high symmetry structures, while the MC simulations can explore a wider variety of local ordered and disordered arrangements. Finally, our calculations are static energy calculations, performed at 0 K, so temperature effects have not been taken into account. At higher temperatures, entropy will, of course, favour random mixing over either segregation or ordering.
The closest direct comparion that can be made concerns CuAu nanoalloy clusters of composition Cu3Au. In our previous calculations on (Cu3Au)M clusters,38 we noted a greater tendency towards CuAu mixing in these Au-deficient clusters than in the Au-rich or 50
50 mixtures, which is consistent with the predictions of Pauwels, Lievens et al. The similarity in the types of potentials used in these studies, and the fact that both were parameterised by fitting bulk properties, leads us to conclude that similar results should be obtained if analogous calculations were performed, though any comparison with experiment is limited by the factors mentioned above.
Energy calculations (with radial relaxion) have been carried out on icosahedral and cuboctahedral CuAu nanoalloy clusters, of varying composition, within the constraints that the atoms in each subshell are either all Cu or all Au, with the interatomic interactions modelled by the Gupta many-body potential. It was found that for each composition, the lowest energy homotops tend to have predominantly Au atoms on the surface and Cu atoms in the core, which may be explained in terms of the lower surface energy of Au compared to Cu. More detailed considerations of mixing and segregation have also taken into account the relative strength of CuCu, CuAu and AuAu bonding interactions and, in the case of icosahedral clusters, the relief of bulk strain that is possible upon substituting the smaller Cu atoms for Au in the compressed core. Further studies are currently underway to ascertain the relative importance of these effects in different types of intermetallic clusters.
A number of order parameters and mixing energies have been introduced and it has been shown that, while there is generally little correlation between the cluster binding energy and the nearest-neighbour ordering (as measured by Onn), there is good correlation with the average distance of the Au atoms from the centre of the cluster (
RAu
). A similar correlation, of increasing binding energy with increasing average radial distance of one type of atom, has previously been observed by Montejano-Carrizales et al. for CuNi nanoalloys, where the most stable clusters have Cu atoms on the surface.52 For the largest icosahedral clusters studied (with 561 atoms), the plot of mixing energy (
Emix) against composition is fairly smooth, peaking at the 50
50 mixture. More detailed studies of the correlation of cluster stability with
various ordering parameters and mixing energies will be undertaken in the future.
Comparisons have been made with previous theoretical calculations on CuAu clusters, as well as with experimental studies of the structures and atom ordering of deposited CuAu particles. Our results have been shown to be consistent with previous calculations and possible reasons for certain disagreements with experimental results have been discussed. Future studies will focus on the inclusion of data on small elemental and bimetallic clusters in the parameterisation of empirical potentials for modelling nanoalloys.
The authors wish to thank Professor Julius Jellinek, Dr Alvaro Posada-Amarillas and Mr Mark Bailey for helpful discussions. N. T. W. is grateful to EPSRC for a Ph.D. studentship.
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